Skip to contentSupervisory Analyst
| Company | Stifel |
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| Location | New York, NY, USA |
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| Salary | $130000 – $160000 |
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| Type | Full-Time |
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| Degrees | Bachelor’s |
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| Experience Level | Senior |
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Requirements
- Knowledge and experience editing securities documents.
- Strong financial services background.
- Strong knowledge of FINRA rules and regulations required. FCA, FINMA and CIRO knowledge helpful, not required.
- Good interpersonal interaction and able to work well with others as part of a team or independently.
- Effective communication skills and able to relay information well in both written and verbal form.
- Able to manage priorities in order to meet tight deadlines.
- Detail oriented.
- Exhibits good judgement in decision making.
- Minimum Required: Bachelor’s Degree in related field
- Minimum Required: 6 years’ of Supervisory Analyst related experience
- Minimum Required: FINRA Series 16 or 24 and FINRA series 87.
- Proficient in Microsoft Word, Excel, PowerPoint, Outlook.
Responsibilities
- Reviews all research intended for the public including but not limited to Firstcall notes, reports, marketing presentations/other presentations, invitations, weeklies, public appearances, podcasts/webcasts and the Research Monthly.
- Reviews include editing and compliance oversight of research to adhere to FINRA, FCA, CIRO and jurisdictional rules and regulations, as well as company policies, before approval and release to the public.
- Ensures timely release of all research publications.
- Engages in weekly/monthly team meetings which may occur outside of assigned work schedule.
- Performs other related duties as assigned.
Preferred Qualifications
No preferred qualifications provided.
