Staff Auditor
| Company | Osaic |
|---|---|
| Location | Scottsdale, AZ, USA, Atlanta, GA, USA, Papillion, NE, USA, St. Petersburg, FL, USA, Woodbury, MN, USA |
| Salary | $55000 – $65000 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Junior, Mid Level |
Requirements
- Bachelor’s Degree from accredited university is required.
- 2+ years previous audit experience
- 1-2 years previous financial services industry experience
- Excellent analytical skills
- Ability to resolve problems and make decisions independently
- Excellent verbal and written communications
- Skilled in operating personal computer and various software packages (Microsoft Office, Outlook, Excel, etc.)
Responsibilities
- Perform audit work assessing design and operating effectiveness of internal controls (30%)
- Prioritize and assist in scheduling audit tests to be performed, and interact with auditees to obtain the necessary information (25%)
- Track remediation of Management Action Plans developed to address audit findings (15%)
- Prepare and present findings as needed (10%)
- Communicate audit results and recommendations both orally and in writing to the management (10%)
- Contribute in identification of department operational efficiencies and changes in auditing operations (5%)
- Schedule and conduct presentations at meetings with auditees and management as needed (5%)
Preferred Qualifications
- IIA or Audit Certification (CIA, CFSA, CCSA, CRMA or CPA)
- Knowledge of FINRA, SEC and compliance rules and regulations
- 2+ years previous financial services industry or audit experience