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Sr. Director of SEC & Employment Counsel
Company | Lumentum |
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Location | San Jose, CA, USA |
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Salary | $178500 – $255000 |
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Type | Full-Time |
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Degrees | JD |
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Experience Level | Senior, Expert or higher |
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Requirements
- J.D. from an accredited law school and licensed to practice law in one or more jurisdictions.
- 10-15 years of legal experience, with significant experience in SEC reporting and employment law, preferably in a public company setting.
- Strong knowledge of federal and state securities laws, corporate governance principles, and executive compensation regulations.
- In-depth understanding of employment law and workplace regulations.
- Proven ability to navigate complex legal issues and provide strategic counsel to senior management and the Board of Directors.
- Excellent written and verbal communication skills with the ability to effectively communicate legal concepts to non-legal stakeholders.
- Strong organizational and project management skills, with the ability to handle multiple priorities in a fast-paced environment.
- Ability to work independently and collaboratively in a dynamic, team-oriented environment.
Responsibilities
- Ensure compliance with securities laws, rules and regulations by assisting in creating Board and/or Committee materials, as requested.
- Oversee and manage all SEC filings, including annual and quarterly reports (10-K, 10-Q), proxy statements, Form 8-K filings, and other required filings.
- Maintain governance policies and practices, including corporate governance guidelines, committee charters and other governing documents.
- Oversee U.S. entity management governance.
- Advise members of senior management and the Board of Directors regarding securities and corporate governance activities, trends and best practices, including environmental, social and governance (ESG) developments.
- Provide legal advice and counsel on a broad range of employment law matters, including but not limited to discrimination, harassment, leaves of absence, and workplace policies.
- Manage and oversee employment-related litigation, investigations, and disputes, working with outside counsel as necessary.
- Ensure compliance with federal, state, and local employment laws and regulations, including those related to equal employment opportunity, labor relations, and workplace safety.
- Collaborate with internal stakeholders to develop, maintain, and implement corporate governance policies and practices.
- Work closely with the compliance team to ensure risk management strategies are in place, particularly in relation to securities and employment matters.
- Assist with internal investigations as needed, including those related to employee conduct, securities violations, or other legal matters.
Preferred Qualifications
- Familiarity with employment laws within a corporate environment.