Posted in

Sr. Director of SEC & Employment Counsel

Sr. Director of SEC & Employment Counsel

CompanyLumentum
LocationSan Jose, CA, USA
Salary$178500 – $255000
TypeFull-Time
DegreesJD
Experience LevelSenior, Expert or higher

Requirements

  • J.D. from an accredited law school and licensed to practice law in one or more jurisdictions.
  • 10-15 years of legal experience, with significant experience in SEC reporting and employment law, preferably in a public company setting.
  • Strong knowledge of federal and state securities laws, corporate governance principles, and executive compensation regulations.
  • In-depth understanding of employment law and workplace regulations.
  • Proven ability to navigate complex legal issues and provide strategic counsel to senior management and the Board of Directors.
  • Excellent written and verbal communication skills with the ability to effectively communicate legal concepts to non-legal stakeholders.
  • Strong organizational and project management skills, with the ability to handle multiple priorities in a fast-paced environment.
  • Ability to work independently and collaboratively in a dynamic, team-oriented environment.

Responsibilities

  • Ensure compliance with securities laws, rules and regulations by assisting in creating Board and/or Committee materials, as requested.
  • Oversee and manage all SEC filings, including annual and quarterly reports (10-K, 10-Q), proxy statements, Form 8-K filings, and other required filings.
  • Maintain governance policies and practices, including corporate governance guidelines, committee charters and other governing documents.
  • Oversee U.S. entity management governance.
  • Advise members of senior management and the Board of Directors regarding securities and corporate governance activities, trends and best practices, including environmental, social and governance (ESG) developments.
  • Provide legal advice and counsel on a broad range of employment law matters, including but not limited to discrimination, harassment, leaves of absence, and workplace policies.
  • Manage and oversee employment-related litigation, investigations, and disputes, working with outside counsel as necessary.
  • Ensure compliance with federal, state, and local employment laws and regulations, including those related to equal employment opportunity, labor relations, and workplace safety.
  • Collaborate with internal stakeholders to develop, maintain, and implement corporate governance policies and practices.
  • Work closely with the compliance team to ensure risk management strategies are in place, particularly in relation to securities and employment matters.
  • Assist with internal investigations as needed, including those related to employee conduct, securities violations, or other legal matters.

Preferred Qualifications

  • Familiarity with employment laws within a corporate environment.