Skip to content
Sr. Associate – AML Compliance-Corporate & Investment Banking
| Company | Santander |
|---|
| Location | New York, NY, USA |
|---|
| Salary | $90000 – $165000 |
|---|
| Type | Full-Time |
|---|
| Degrees | Bachelor’s, Master’s |
|---|
| Experience Level | Expert or higher |
|---|
Requirements
- Bachelor’s Degree or equivalent work experience: Finance, Business or equivalent field.
- 9+ Years Compliance, Legal, Regulatory, or Financial Services.
Responsibilities
- Monitors activities to minimize the company’s exposure to risk.
- Develops models, metrics, and controls that the company utilizes to identify potential hazardous transactions.
- Serves as a subject matter expert (SME) on AML policy and procedures to the business; provides direction and guidance to employees on appropriate remediation action for high risk accounts.
- Coaches AML Analysts who analyze and research high level customer relationships using all available resources.
- Interacts with various stakeholders within the organization and externally with law enforcement to gather critical information for decision making.
- Detects suspicious trends and activity by monitoring transactions through various systems/applications and formulating suspicious activity reports.
- Provides accurate documentation of account activity, formulates suspicious activity reports on the most complex cases and enhanced due diligence decisions, and recommends appropriate risk-based business actions to be taken.
- Collaborates with complex business units and provides compliance risk expertise and consulting for projects and initiatives with high risk to identify and mitigate regulatory risk.
- Consults with business to develop corrective action plans and effectively manage change to ensure regulatory compliance.
Preferred Qualifications
- Master’s Degree Finance, Business, or equivalent field.
