SOX IT Testing Lead – Assistant Vice President
| Company | Mitsubishi UFG |
|---|---|
| Location | San Francisco, CA, USA, Tempe, AZ, USA, Walnut Creek, CA, USA |
| Salary | $98000 – $121000 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior |
Requirements
- Bachelor’s degree in management information systems, Computer Science or a similar degree with a technology focus.
- 5+ years of combined experience in IT audit, Technology Risk and/or SOX ITGC assessment at a Professional Services or a Financial Services firm.
- Experience in executing control testing, including ITGCs and ITACs, and issue evaluation.
- Understanding of banking products, key business and IT processes, and regulations.
- Some supervisory experience combined with ability to work independently and own the work product.
Responsibilities
- Participate in planning and scoping of SOX IT controls including ITGC and automated application controls.
- Assist in coordinating and leading annual SOX IT walkthroughs with management.
- Supervise and perform initial review of the testing completed by the offshore testing team. Assist with testing documentation as needed.
- Assess impact from issues raised by CAA and various partners to the annual SOX program.
- Report SOX IT testing status and provide inputs for reporting to key internal and external partners.
- Act as a liaison to key partners (including Technology, Risk, and External Audit) regarding SOX controls.
- Support the SOX team in meeting critical deadlines. Demonstrate accountability and strong sense of ownership over the work product.
Preferred Qualifications
- CIA, CISA, CISSP or similar certification preferred.
- Banking sector experience preferred.