Service Associate – Voluntary Corporate Actions
Company | Royal Bank of Canada |
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Location | Toronto, ON, Canada |
Salary | $Not Provided – $Not Provided |
Type | Full-Time |
Degrees | Bachelor’s |
Experience Level | Entry Level/New Grad, Junior |
Requirements
- Experience in a fast paced, high-risk operations environment
- Experience with Wealth Management Canadian Operations workflow and processing systems including ServiceLink, Broadridge Terminal Services
- Completion of Post-Secondary Education
- Strong PC skills including proficiency with Excel, Word, PowerPoint
Responsibilities
- Responsible for accurately gathering corporate event details from various external primary and secondary sources (depositories, custodians, etc.) to mitigate operational and market risk.
- Actively monitor throughout corporate event life cycle to ensure any changes to details or expiry extension are captured and communicated to business lines in a prompt manner.
- Follow defined processes to ensure accuracy and timeliness of publication and notification of voluntary corporate event details
- Collaborate effectively with Corporate Actions managers to escalate and resolve complex corporate events
- Receipt of elections for voluntary corporate events through workflow systems and processing of instructions in Broadridge in a timely and effective manner to mitigate market exposure.
Preferred Qualifications
- Good understanding of functions of departments within Wealth Management Canada Operations (WMCO), as well as Wealth Management and Capital Markets lines of business
- Good understanding and/or experience with corporate action events and processes
- Good working knowledge of financial industry and securities
- Completion of Canadian Securities Certification