Senior / Vice President - Financial Advisory

Senior / Vice President – Financial Advisory

10+ years of experience in financial advisory, wealth management, or investment consulting, with a strong track record in client relationship management and financial strategy.
Series 65 License (or Series 66 & Series 7 License).
Bachelor’s degree in Finance, Economics, Business Administration, or a related field.

Serve as the primary advisor to high-net-worth and institutional clients, delivering tailored wealth management strategies and acting as the main point of contact.
Monitor client portfolio and investment performance, ensuring accurate reporting and strategic alignment with client objectives and market conditions.
Exercise a deep understanding of portfolio construction, asset classes, investment products, macroeconomics, client customizations, and professional communication.
Perform ad-hoc financial analyses to address estate planning, wealth transfer, and tax optimization needs.
Maintain relationships with trust & estate attorneys, collaborating to develop, structure, and execute comprehensive estate plans that align with client goals and effectively communicating strategies to clients.
Oversee CPA relationships to ensure timely information sharing, proactive tax planning, and seamless financial reporting while identifying strategic planning opportunities.
Co-Lead an Investment Management coverage team by providing strategic direction, managerial oversight, and driving operational excellence in client service.
Ensure regulatory compliance and fiduciary responsibilities by adhering to industry regulations, best practices, and safeguarding client interests.
Maintain high-touch client service through proactive communication, delivering insights on market trends, portfolio performance, and financial planning opportunities.