Senior Specialist – IT Audits and SOX Compliance
| Company | Charles Schwab |
|---|---|
| Location | Lone Tree, CO, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior |
Requirements
- Bachelor’s degree in Accounting, Internal Audit, Information Systems, Information Technology, or Finance required
- Two or more years of related work experience in IT controls-based testing required with SOX and Big 4 public accounting experience preferred
- Knowledge of SOX requirements or the Financial Responsibility Rule requirements.
Responsibilities
- Gain exposure to broker-dealer, bank, and corporate processes through robust risk assessments, varied ongoing control testing, and unique project assessments
- Contribute to a risk-based approach to the IT portions of Schwab’s annual ICFR and ICOC assessments by seeking and applying understanding of Schwab’s risks and controls
- Collaborate with management, Schwab’s external auditor, and other Schwab testing programs to enhance Schwab’s control environment
- Self-manage and lead the preparation of assigned assessment portions, including documenting high-quality work in accordance with team policies, standards, and procedures
- Encourage and participate in a high performing, engaged, and positive team environment
- Grow your career on a supportive team that holds weekly supervisor one-on-ones, regular skip-level one-on-ones, and quarterly formal feedback conversations
- Improve and innovate the SCO’s assessment and operational approaches, including with automation and data visualization tools
Preferred Qualifications
- Two or more years of related work experience in IT controls-based testing required with SOX and Big 4 public accounting experience preferred