Senior Regional Manager – Schwab Wealth Advisory
| Company | Charles Schwab |
|---|---|
| Location | Lone Tree, CO, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior |
Requirements
- CFP® designation or CFA® designation (may consider 24 month condition of employment)
- Bachelor’s Degree required
- Active and valid FINRA Series 7 license required
- Active and valid FINRA 66 license required (may consider a 120-day COE)
- Active and valid FINRA 9/10 required (may consider a 120-day COE)
- Five plus years’ experience in the financial services industry
- Minimum of 2 years supervisory experience strongly preferred
Responsibilities
- Coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors
- Build and foster relationships with internal partners and clients
- Establish strategies and design plans to ensure that asset and service targets are met
- Monitor client interactions and coach to improve service and advice quality
- Coach to daily planning and execution provided to SWAI clients
- Perform compliance and administrative tasks inherent in the industry
Preferred Qualifications
- Minimum of 2 years supervisory experience strongly preferred