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Senior Principal Intelligence Specialist – Fiu

Senior Principal Intelligence Specialist – Fiu

CompanyFinra
LocationBoston, MA, USA, Washington, DC, USA, San Francisco, CA, USA, Los Angeles, CA, USA, North Bethesda, MD, USA, Jericho, NY, USA, Dallas, TX, USA, Philadelphia, PA, USA, Boca Raton, FL, USA, Iselin, Woodbridge Township, NJ, USA, Chicago, IL, USA, New York, NY, USA, Denver, CO, USA
Salary$111400 – $242600
TypeFull-Time
DegreesBachelor’s
Experience LevelSenior, Expert or higher

Requirements

  • Bachelor’s degree and minimum of eight (8) year of experience, or equivalent combination of education and relevant experience required; advanced degree or law degree, preferred.
  • Proven expertise performing advanced and high complexity intelligence functions representing the full intelligence cycle.
  • Proven experience demonstrating highly advanced knowledge analyzing and thinking strategically about complex risks and threats to stakeholders.
  • Strong knowledge of FINRA rules and the federal securities laws is preferred.
  • Strong knowledge of the securities markets and member firm operations is preferred.
  • Highly advanced and effective written and verbal communication and interpersonal skills, namely building and managing relationships with internal and external stakeholders.
  • Highly advanced organizational skills with exceptional attention to detail.
  • Expert proficiency using computer programs with the full suite of Office software applications.
  • Highly effective at building and managing relationships.

Responsibilities

  • Partner across FINRA and externally on strategic and time-sensitive cyber-related events or matters to mitigate the risk of investor harm.
  • Proactively monitor relevant risk areas and notable trends, threats, and/or issues applicable to cyber intelligence and investigations. Participate in the development of strategies around mitigating cyber-related risks and threats.
  • Independently identify strategic and tactical risks and threats impacting FINRA’s mission of investor protection and market integrity and develop problem statements to address the risks.
  • Independently establish and maintain partnerships and networks with internal and external stakeholders to understand intelligence priorities.
  • Independently identify and collect appropriate internal and external data and information from internal and external stakeholders.
  • Independently conduct analysis of the highest risk and complexity and contributes to expanded reviews.
  • Independently develop and execute strategies to distribute intelligence analysis to the appropriate stakeholders.
  • Independently provide briefings to impacted internal and external stakeholders and work with stakeholders to transform intelligence analysis into action.
  • Conduct tasks related to member firm/investor intelligence sharing and participate on conference panels, working groups and roundtables.
  • Conduct tasks related to FINRA staff training and intelligence sharing that may include, but is not limited to subject matter training events, podcasts, workshops, or live webinars.
  • Demonstration of FINRA’s values.
  • Collaboration, both in-person and virtually, in furtherance of FINRA’s mission of investor protection and market integrity.

Preferred Qualifications

  • Advanced degree or law degree, preferred.
  • Strong knowledge of FINRA rules and the federal securities laws is preferred.
  • Strong knowledge of the securities markets and member firm operations is preferred.