Senior Manager - Regulatory Reporting

Senior Manager – Regulatory Reporting

7-8 years of Global Markets, Risk/Compliance Operations, and/or regulatory reporting experience
Subject matter expertise within transaction reporting across US and Canadian regulations including but not limited to FINRA, CFTC, SEC, Canadian reporting requirements, CIRO etc.
Solid Knowledge of US regulations is a key requirement
Solid knowledge of Capital Markets products and willingness to continue enhancing knowledge
Strong relationship management skills required to handle both internal and external stakeholders
Detail-oriented with the ability to work independently with competing priorities in a fast-paced environment
University Degree at a minimum is required

Oversee the successful submission of regulatory reporting and manage the resolution of discrepancies that arise
Support implementation plans based on operationalization of the regulatory trade reporting requirements
Work closely with Technology to define business requirements and test cases
Assist in the design and implementation to ensure reporting accuracy, completeness, and timeliness of internal procedures and controls for trade reporting
Work closely with partner groups regarding trade data quality and trade reporting inquiries
Support audits and exams as the regulatory reporting SME
Effectively manage relationships with internal stakeholders to operationalize regulatory reporting processes
Work with the Chief Data Office to identify, define and document critical data elements and other information necessary to comply with regulatory trade reporting requirements
Assist counterparties in resolving trade reporting issues and developing strong partnerships with Business Leaders and Infrastructure Partners

Familiarity with Python and/or other data analytics tools like Alteryx, SQL is an asset
Understanding of applications such as JIRA, Confluence, Broadridge is an asset
Experience with client data systems and processes is preferred
Masters degree is an asset