Senior Enhanced Due Diligence Manager – Fintech

Senior Enhanced Due Diligence Manager – Fintech

Requirements

• Experience with Enhanced Due Diligence or other relevant areas
• Understanding the complex AML/CTF and ABC risks presented by our clients and assessing whether the controls in place provide sufficient mitigation for Barclays to do business with them
• In-depth knowledge of AML, CTF, ABC risks
• Ability to work unsupervised and be able to use initiative to solve often complex problems
• Ability to speak confidently at Forum meetings and engage with internal and external stakeholders

Responsibilities

• Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems
• Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct
• Conduct investigation of compliance risk events or breaches
• Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences
• Implementation of compliance policies and procedures in line with regulatory requirements
• Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions
• Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime
• Advise key stakeholders, including functional leadership teams and senior management on functional and cross functional areas of impact and alignment
• Manage and mitigate risks through assessment, in support of the control and governance agenda
• Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does
• Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategies
• Create solutions based on sophisticated analytical thought comparing and selecting complex alternatives
• Seek out, build and maintain trusting relationships and partnerships with internal and external stakeholders

Preferred Qualifications

• Relevant AML/CTF or ABC qualifications i.e. ACAMs would be a plus