Senior Counsel – Securities & Finance

Senior Counsel – Securities & Finance

Requirements

• J.D. from an accredited law school and admitted to practice in at least one U.S. jurisdiction.
• 8+ years of legal experience, including both top-tier law firm and in-house public company experience, ideally in the tech sector.
• Deep expertise in U.S. securities laws (Securities Act, Exchange Act), corporate finance, and entity governance.
• Proven ability to manage subsidiary governance and compliance programs.
• Excellent oral, written, and interpersonal communication skills.
• Ability to work effectively with ambiguity and adapt to changing priorities.
• Strong interpersonal skills with a demonstrated ability to build trust and credibility across diverse teams.
• Collaborative, team-first mindset with low ego and a strong work ethic.
• Strong analytical, critical thinking, problem-solving, judgment, negotiating, influencing, and decision-making skills.
• Demonstrated ability to work independently, manage multiple priorities, and solve complex problems in a fast-paced setting with teams in multiple states and international locations.

Responsibilities

• Provide legal advice on public company securities law matters, including SEC reporting (10-K, 10-Q, 8-K), proxy statements, and investor communications.
• Support capital markets activity including equity and debt offerings, credit facilities, and strategic financing transactions.
• Oversee compliance with Nasdaq listing standards and maintain disclosure controls and procedures.
• Advise on insider trading compliance, Section 16 filings, and Regulation FD matters.
• Collaborate with Finance and Investor Relations on earnings releases, guidance, and investor disclosures.
• Manage and maintain global corporate entity records, including board resolutions, annual filings, and governance documentation.
• Oversee subsidiary governance and ensure compliance with applicable local laws and regulations.
• Provide support for board and committee governance, including materials, minutes, and charters.
• Monitor regulatory developments and provide proactive guidance on evolving requirements.
• Collaborate with external counsel and manage outside legal resources as needed.
• Support M&A and strategic investment transactions, including diligence, disclosure, and integration planning.

Preferred Qualifications

• Prior successful experience working in a high growth environment, preferably in the technology industry.
• Knowledge of disclosure frameworks and emerging regulations.
• Familiarity with high-growth tech businesses.