Senior Compliance Testing Analyst

Senior Compliance Testing Analyst

Requirements

• Undergraduate degree or equivalent work experience
• 5+ years of experience

Responsibilities

• Executes independent testing of Compliance controls/systems for assigned businesses and operational units across the Bank
• Independently researches, reviews, and maintains expertise on banking regulations and laws, banking policies and procedures, and consumer protection laws
• Acts as a subject matter expert for regulations applicable to business partners and provides guidance and advice with respect to the business partners’ compliance with such regulations directly related to the operations of the business
• Works independently to learn regulatory requirements tied to business units assigned for review, helps develop test steps to test the business line against these regulatory requirements, performs complex analysis/testing of the business line controls/processes, summarizes the results of testing, and analyzes the results to identify areas of improvement to be discussed with the business lines
• Assists management in writing findings as applicable to address areas of improvement identified during independent testing and assists management in presenting these findings to business line staff and senior management
• Oversees and/or independently performs assigned work from end to end
• Executes more complex and/or non-standard assignments as requested

Preferred Qualifications

• Prior testing, audit or business operations experience in areas involving regulatory compliance
• Prior experience with execution of testing or audit activities, specifically with regards to findings and issues management
• Detail oriented and well-developed organizational, time management and project management skills
• Strong verbal and written communication skills
• Ability to manage multiple tasks and competing priorities
• Proficiency with Microsoft Office applications