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Senior Compliance Manager – Compliance Monitoring & Programs
| Company | TD Bank |
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| Location | Portland, ME, USA |
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| Salary | $138320 – $178880 |
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| Type | Full-Time |
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| Degrees | Bachelor’s |
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| Experience Level | Senior, Expert or higher |
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Requirements
- Undergraduate degree or equivalent work experience
- 10+ years of experience
- Extensive experience with large banks
- Deep understanding of regulatory requirements
- Knowledge of diverse products, including auto, real estate servicing, and small business lending
- Strong background in compliance program management
Responsibilities
- Lead and enhance the Compliance Management System (CMS) with a focus on loan performance and servicing
- Manage compliance programs related to risk assessment, exam management, monitoring, reporting, and training across multiple lines of business
- Provide advice, support, and objective guidance to assigned portfolio, business or function on development and maintenance of Compliance programs
- Anticipate emerging business trends and regulatory/risk issues
- Serve as a source of expert advice to senior management in field of specialty
- Advise on execution strategy and lead the development and deployment of functional programs or initiatives
- Solve unique and ambiguous problems with broad impact
- Engage stakeholders to take action and influence change
- Prepare summaries, presentations, briefing notes, and any other required documentation to effectively report on the status of Compliance
Preferred Qualifications
- Big bank and experience with large-scale remediations
- Knowledge of alphabet soup regulations
- Experience with multiple products (auto, RE servicing, small business, etc.)
- Backfilling regulatory knowledge with an understanding of the inner workings of regulatory programs
- Programmatic knowledge of an effective compliance management program
- CRCM a plus
- Experience with CFPB and OCC examiners helpful
