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Senior Compliance Governance & Operations Analyst
Company | TD Bank |
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Location | Toronto, ON, Canada |
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Salary | $76800 – $115200 |
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Type | Full-Time |
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Degrees | Bachelor’s |
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Experience Level | Senior |
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Requirements
- Experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.
- Excellent communication skills written and verbal skills.
- Self-starter, ability to lead, plan, execute, and deliver under minimal supervision.
- Knowledge of the Issues Management module in MERLIN a plus.
- Proven relationship management skills and must be a strong team player.
- Flexibility to quickly adapt to changing and ambiguous initiatives or requirements.
- Ability to exercise sound judgment in making decisions. Demonstrate analytical and problem-solving skills to think critically and make informed recommendations.
- Must be highly organized and have excellent time management.
- Creative in solutioning with a strong attention to detail.
- Proficient in MS Office Applications.
Responsibilities
- Support updates to the Enterprise Regulatory Compliance Issues Management Procedures to ensure alignment with the Enterprise Issues Management Framework and Issues Management Standards.
- Become a MERLIN (eGRC) subject matter expert to provide support/assistance to Compliance Units in navigating the Issues Management workflow.
- Conduct quality assurance and quality control activities to maintain data accuracy and data completeness.
- Support QAQC and Data Quality Check activities, reaching out to Compliance Units to ensure timeliness of updates and escalation.
- Support the closure of findings against the Compliance Issues Management Program.
- Develop and support reporting of Compliance owned Issues to executives, senior business management partners/teams.
- Develop proactive strategies, processes, and recommendations to senior leaders to manage regulatory compliance issues.
- Support Regulatory Compliance Management activities, specifically the Global Chief Compliance Officer Opinion including the integration of the regulatory library and control mapping to Issues.
- Support ad hoc transformation changes and projects/tasks as required.
Preferred Qualifications
- Undergraduate or post graduate degree
- A minimum of 4 years of relevant work experience (post-degree)