Senior Compliance Business Oversight Analyst
| Company | TD Bank |
|---|---|
| Location | Mt Laurel Township, NJ, USA, Fort Lauderdale, FL, USA, New York, NY, USA |
| Salary | $68640 – $112320 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior |
Requirements
- Undergraduate degree or equivalent work experience
- 5+ years of experience
Responsibilities
- Provides objective guidance, support and advice to assigned portfolio, business or function to promote strong Compliance controls and processes
- Contributes to the development and implementation of Compliance programs related to all aspects of Compliance laws
- Acts as the primary subject matter expert for regulations applicable to business partners and provides guidance, consultation and expert advice
- Creates training content and may train business partners on regulatory requirements
- Independently performs targeted and periodic monitoring of business activities for compliance with regulatory requirements and regulator expectation
- Identifies and communicates areas of non-compliance and/or material control weaknesses
- Responsible for the oversight of business partners’ remediation of regulatory issues
- Responsible for assessing regulatory risk associated with new products, services and other initiatives that have significant operational or financial impact
- Leads projects of moderately to complex risks and resource requirements
Preferred Qualifications
- Entrepreneurial mindset
- Comfort level with ambiguity
- Desire to learn
- Ability to excel in a dynamic, evolving landscape