Senior Audit Strategist – Professional Practices & Strategy – Quality Assurance

Senior Audit Strategist – Professional Practices & Strategy – Quality Assurance

Requirements

• Demonstrate advanced understanding of audit concepts within planning, fieldwork and reporting, as well as workpaper documentation, audit findings, and audit reports.
• Consistently demonstrate advanced business writing skills and cohesively present information effectively to others including the delivery of audit findings and other audit matters including those identified during the completion of the Quality Assurance Improvement Plan to senior and executive management.; Consistently presents and organizes more complex information and adapts message to audience.
• Prioritize and execute multiple assignments; identify obstacles within the scope of assignments; proactively communicate delays in assigned deliverables or additional capacity availability; effectively delegate work when necessary; able to adapt to unforeseen challenges and reprioritization of assignments, including the ability to make difficult decisions in a timely manner while including all necessary stakeholders.
• Able to lead or provide oversight on the most complex initiatives, ad hoc projects and trainings.
• Exhibit a foundational understanding of product skills and business, industry and regulatory concepts.
• Advanced ability to review audit work to ensure compliance with internal standards while ensuring the work product meets the need of internal and external stakeholders.
• Champions the use of new ideas, continuous improvement and implementation of strategies to drive team and/or division change; demonstrate ability to draw insight from risk intelligence and regulatory bulletins.
• Develop relationships with clients; thoughtfully engage in networking with those on your team, within the RRG and across Key, to build lasting relationships.
• Demonstrate the ability to perform in an organizational culture of respect and personal accountability.

Responsibilities

• Managing RRG’s Quality Assurance and Improvement Plan (QAIP) testing and leading the Quality Team.
• Performing ongoing maintenance of and enhancements to the QAIP Standards, Practice Guides, and Templates.
• Developing the annual QA testing plan; executing the annual QA plan through testing, findings identification, and reporting of results, inclusive of Ethics Helpline Testing, Quality Control (QC) of regulatory findings analysis action plans, and the annual self-assessment process.
• Preparing Audit Committee reporting related to QA results and presenting QA results to RRG at Town Halls.
• Completing the Quality Assurance program for RRG and ensuring the completeness and accuracy of materials presented to the Audit Committee on a bi-monthly basis.

Preferred Qualifications

• Bachelor’s Degree – Preferred
• Master’s Degree – Preferred
• Minimum of 8 years of audit or related experience
• Relevant Certification – Preferred
• Certified Public Accountant (CPA)
• Certified Internal Auditor (CIA)
• Certified Fraud Examiner (CFE)