Senior Analyst – Audit Innovation
| Company | Fidelity Investments |
|---|---|
| Location | Westlake, TX, USA, New York, NY, USA, Cincinnati, OH, USA |
| Salary | $64000 – $121000 |
| Type | Full-Time |
| Degrees | Bachelor’s, Master’s |
| Experience Level | Mid Level, Senior |
Requirements
- 1 – 4 years demonstrated ability in developing Automation or Data Science capabilities in a risk and controls environment, preferably within financial services.
- Expertise and development experience with at least three of the following: Python, Front-end Development Skills (JavaScript / Typescript and related frontend UI frameworks, React / NextJS, HTML/CSS), Relational Databases, NoSQL Databases (including graph databases), ML/AI algorithms, UI/UX design experience, Elementary understanding of Cloud, Docker, DevOps tools (JenkinsCore, Terraform, Kubernetes etc.), Understanding of REST API.
- BS/MS in Computational Sciences, Data Science, Math, Engineering, Cybersecurity, or related field of study.
- Strong oral and written communication and ability to articulate audit and automation goals and value to stakeholders.
- Analytical skills and experience evaluating risk and making decisions based on hard/soft data.
- Ability to quickly learn new subject matter in various business/technical areas, develop others, and have fun doing all of this!
Responsibilities
- Developing automated web-based technology solutions that help in assessing the adequacy and effectiveness of controls, risk management, compliance and governance processes.
- Actionable reporting and operational insights on issues and resolution plans that improve Fidelity’s control environment.
- Developing continuous risk assessment and anomaly detection capabilities through use of sophisticated data analytics and data mining techniques.
- Leading the charge in use of ML/AI, and Gen AI capabilities as enablers to re-imagine how we conduct assurance activities in the firm.
- Complete the project and initiatives for your team and develop digital auditing solutions.
- Sharing information about the innovation squad’s output and priorities with other squad members.
- Support your team to achieve goals for each sprint.
- Implement audit automation work through a well-organized backlog and clearly communicating the highest value work.
- Delivering work product according to the acceptance criteria for audit automation and assurance enhancing capabilities.
- Regularly engaging with the team members to offer updates, and provide feedback on work-in-progress, clarify requirements and answer business and technology questions.
- Removing roadblocks or impediments that prevent the squad from progressing on its work.
Preferred Qualifications
- Professional audit or information security experience and / or certifications preferred (CIA, CISA, CISSP, etc.).
- Cloud computing (AWS or Azure) related professional-level certifications preferred.
- Financial Services industry experience preferred.
- Knowledge of financial services industry including retail (e.g., managed accounts, self-directed brokerage), and institutional client product offerings and services (e.g. custody and clearing, capital markets), and industry regulations and requirements preferred.