Regulatory Compliance Associate

Bachelor’s degree preferred.
Five years of experience (any combination): internal auditor, financial institution operations, compliance professional, life & annuity operations, regulatory examinations, SEC Rule 38a-1, Variable life and annuities.
Demonstrated knowledge of state and federal laws and regulations covering Protective’s suite of products and services preferred.
Demonstrated ability to perform statistical analyses of operational and financial data.
Ability to perform tests under general supervision and draft reports.
Demonstrated organizational skills and ability to prioritize effectively.
Attention to detail.
Proficient in Microsoft Office Suite, with a heavy emphasis on Microsoft Excel.
Experience with Archer and audit data analysis/extraction tools a plus.
Certified Public Accountant (CPA), Certified Internal Auditor (CIA), and/or Certified Fraud Examiner (CFE), or Certified Regulatory Compliance Manager preferred.

Conduct testing engagements; document the scope; findings; conclusion and remediation in a formal test report.
Research regulatory requirements and establish testing criteria.
Request data and perform testing.
Discuss findings with compliance and business partners.
Communicate test results to impacted management partners via oral and written reports.
Support the development and completion of remediation plans by business partners to ensure identified risks are addressed.
Participate in projects as assigned.

Bachelor’s degree preferred.
Demonstrated knowledge of state and federal laws and regulations covering Protective’s suite of products and services preferred.
Experience with Archer and audit data analysis/extraction tools a plus.
Certified Public Accountant (CPA), Certified Internal Auditor (CIA), and/or Certified Fraud Examiner (CFE), or Certified Regulatory Compliance Manager preferred.