Rcsa – Senior Consultant

Rcsa – Senior Consultant

Requirements

• Strong financial services experience, specifically within operational risk, controls, or audit
• Working knowledge of audit, risk and operational management concepts and the ability to understand and interpret the impact of decisions, as well as identify and convey potential problem areas.
• Strong communication skills with the ability to engage in a clear, concise and effective manner, both verbal and written.
• Ability to foster a positive and initiative-taking approach to process assessment and improvement and to identify trends and improve processes for both the customer and the business.
• Ability to handle multiple competing priorities.
• Ability to make independent decisions.
• Familiarity with Fusion and/or Salesforce.
• Experience performing regression testing.

Responsibilities

• Execute on Northern Trust’s RCSA program by facilitating a value-added RCSA product that captures the risk and control environment of the business while adhering to policy, standards, and guidebook requirements
• Management of the RCSA program deliverables – action plans, post effectiveness testing, control evaluation, etc.
• Review workflows to identify and drive management of risks associated with the program and improve overall control environment.
• Contribute to the development, maintenance, and ongoing enhancement of RCSA program Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs)
• Review KPI/KRI framework, scorecards, dashboards to ensure appropriateness of metrics / key performance indicators for RCSA program.
• Development, maintenance, and ongoing enhancement of RCSA program controls and initiate projects where required.
• Implementation of controls to mitigate process risks.
• Strong stakeholder engagement to ensure identification of issues and timely completion of actions to meet deadlines.
• Ensure the RCSA system of record is functioning properly and engage in coordination with Third-Party vendor.
• Provide UAT testing support for system of record as needed.
• Improve overall risk management culture and knowledge via training/awareness sessions.
• Collaborate with senior management risk partners and lines of business partners to coordinate operational risk management activities.
• Contribute to establishing and maintaining program processes and practices which effectively ensure that the enterprise program remains current, and incorporates / aligns with industry standards and best practices as appropriate, while adequately covering regulatory requirements
• Manage or lead projects aimed at improving the overall program.
• Communicate identified risks to key stakeholders, organize remediation action plans, and track identified risks to closure.

Preferred Qualifications

No preferred qualifications provided.