Manager Regulatory Remediation – Strategic Initiatives & Third Party Compliance
| Company | TD Bank |
|---|---|
| Location | Miami, FL, USA, Greenville, SC, USA, Mt Laurel Township, NJ, USA, Charlotte, NC, USA, Fort Lauderdale, FL, USA, New York, NY, USA, Portland, ME, USA |
| Salary | $86840 – $139360 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior, Expert or higher |
Requirements
- Undergraduate degree or equivalent work experience
- 7+ years of experience
Responsibilities
- Provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank’s risk philosophy and strategic direction
- Works independently and is accountable for managing a specialized Compliance function or area
- Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates
- Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise
- Provides guidance and support to analysts on matters related to portfolio and specialty
- Typically a subject matter expert for a key functional Compliance area and business
- Contact for business management, dealing with non-routine information
- Manages/assists with regulatory reviews including inquiries, audits, and exams
- Identifies and leads problem resolution for project/program complex requirements related issues at all levels
Preferred Qualifications
- Regulation Remediation
- Setting Compliance standards, policies and procedures
- Consent Orders
- MRA’s
- Audit and regulatory findings with closure
- Compliance from a consumer banking lens preferred