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Manager – Consumer Compliance – Complaints

Manager – Consumer Compliance – Complaints

CompanyCurrent
LocationNew York, NY, USA
Salary$120000 – $160000
TypeFull-Time
Degrees
Experience LevelSenior, Expert or higher

Requirements

  • 7+ years in fintech, banking, or financial services.
  • Proven track record of success in process transformation and leveraging technology for operational efficiency.
  • Strong data analysis capabilities
  • Exceptional project management skills, with the ability to drive initiatives from strategy to execution.
  • Strong written and verbal communication skills, particularly in regulatory and executive reporting.

Responsibilities

  • Develop and implement a strategic vision for complaints management, focusing on efficiency, compliance, and improved member outcomes.
  • Optimize complaint-handling workflows by identifying automation opportunities and implementing scalable solutions.
  • Enhance regulatory compliance by ensuring adherence to CFPB, FDIC, and partner bank standards in complaint management.
  • Lead cross-functional collaboration with Risk, Compliance, Legal, and Operations teams to resolve high-risk and complex complaints.
  • Own and improve reporting mechanisms, providing actionable insights on complaints volume, root causes, resolution trends, and emerging risks to senior leadership and partner banks.
  • Establish key performance indicators (KPIs) for complaints management effectiveness and continuously refine processes to meet evolving business needs.
  • Serve as a strategic advisor to leadership on complaint handling best practices and emerging regulatory expectations.

Preferred Qualifications

  • Experience working with automation-driven or predictive analytics tools for complaints resolution.
  • Familiarity with consumer protection regulations (UDAAP, Reg E, Reg Z, ECOA)