Internal Audit – GS Bank – Vice President
| Company | Goldman Sachs |
|---|---|
| Location | Dallas, TX, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior, Expert or higher |
Requirements
- 7+ years of experience in Public Accounting, Internal Audit, Compliance, or Risk / Controls functions within the financial services industry
- Relevant certification or industry accreditation (CPA, ACA, CFA, CIA, CISA or similar) is a plus
- Bachelor’s degree (or higher) in a relevant discipline
- In-depth technical knowledge of key risks and associated controls within Banking businesses and products (e.g., private bank, mortgages, deposits, global markets)
- Extensive knowledge of Bank prudential regulations such as Regulation W, Regulation K, Regulation O, Regulation H, Regulation Y, CCAR regulatory requirements, Recovery and resolution regulatory requirements
- Experience of managing audit engagements and teams across locations
- Prior experience in understanding of the businesses, products and regulations in subject areas including Equities
- Highly motivated, delivery focused, analytical and detailed self-starter with proven record in a team-based environment
- Knowledge of financial markets, products and services.
- Ability to work effectively across a large audit team, understanding the team’s role in the overall strategy of the firm.
- Strong leadership, interpersonal, and relationship management skills
- Strong verbal and written communication skills
- Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
- Must be highly motivated with strong analytical skills, willing and able to learn new businesses and processes quickly
Responsibilities
- Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
- Raise awareness of control risk
- Assesses the firm’s control culture and conduct risks
- Monitors management’s implementation of control measures
- Develop and maintain an in-depth understanding of the Bank, its businesses, products, and supporting functions
- Plan and execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
- Identify risks, assess mitigating controls, and make recommendations on improving the control environment
- Drive walkthroughs with stakeholders to perform control design assessment and challenge risks and controls
- Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
- Follow-up on open audit issues and their resolution
- Participate in department-wide initiatives aimed at continually improving IA’s processes and supporting infrastructure
- Regularly meeting the stakeholders and building strong relationships with management
- Manage, coach and develop team members
Preferred Qualifications
- Relevant certification or industry accreditation (CPA, ACA, CFA, CIA, CISA or similar) is a plus