ICRM Controls – Control Assessment Analyst

ICRM Controls – Control Assessment Analyst

Requirements

• 7+ years relevant experience in control assessment (First, Second or Third Line) and a strong background in one of the ICRM coverage areas listed above.
• Advanced knowledge and experience in controls design and/or assessment.
• Experience in a Compliance function at a Global Bank or Financial institution preferred.
• Excellent understanding of MCA (Managers Control Assessment) or equivalent risk and control self-assessment at peer firms.
• Advanced skills in MS Word, MS Excel, MS PowerPoint, and MS SharePoint.
• Strong communication, written and presentation skills.
• Strong people and relationship management skills with the ability to influence others and foster a sense of collaboration.
• Ability to work independently and effectively on virtual teams, including across different geographies and time zones preferred.

Responsibilities

• Executes control design assessments, monitoring design assessments and testing design assessments for controls operated by their ICRM coverage area, in line with the applicable Policies, Procedures and Standards.
• Handles exceptions communicated by the control effectiveness testers, including reviewing the outcomes with the Control Owners.
• Develops and provides training specific to the controls within their coverage (and related process and risks) to the control effectiveness testers within the STU testing utility.
• Helps drive continuous improvements in accuracy, efficiency, timeliness, and quality of MCA control design assessment and controls testing.
• Takes responsibility for their own book of work and prioritizes potentially competing deliverables.
• Supports training of assessment officers on processes, systems, and execution of control assessment activities, which may include cross-training onshore and offshore staff across the STU.
• Maintains relationships and drives accountability with partners, peers and other stakeholders to drive control assessment and testing’s success in support of the business’s strategy.
• Supports other relevant work efforts of the department where needed and as directed by their manager.

Preferred Qualifications

• Experience in a Compliance function at a Global Bank or Financial institution preferred.
• Ability to work independently and effectively on virtual teams, including across different geographies and time zones preferred.