Finance Controllership Manager FCC
| Company | Fidelity Investments |
|---|---|
| Location | Toronto, ON, Canada |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior, Expert or higher |
Requirements
- 6+ years of experience in an internal controls role in a broker/dealer environment
- 3+ years of experience in an operational role in a broker/dealer environment
- University degree related field or equivalent experience
- 7+ years of experience in financial analysis and financial planning
- 3+ years of people leadership experience
Responsibilities
- Responsibility for ensuring that the firm is current on compliance with regulatory changes and rules impacting FCC Finance.
- In conjunction with business partners, this role is responsible for drafting Finance regulatory related policies and procedures.
- Oversees the client billing function for 100+ clients and works to find ways to improve process/enhance accuracy and timeliness of the billing process and resolve inquiries.
- Plan, test, report and remediate internal controls; communicate and train employees on operational controls and procedures; maintain a strong culture of operational controls and procedure.
- Ensures all operational and risk management procedures are effective; create policies and procedures for internal controls management to address business and regulatory concerns; and assess WSP (written supervisory procedures).
- Responsible for testing of all internal controls and issuing reports to FCC management team to ensure their continued effectiveness.
- Conduct periodic reviews of daily departmental work flows.
- As the primary liaison with internal and external auditors, this role would work with the auditors to gather information in order to complete audits.
- Advises our clients on internal controls procedures and CIRO audits and regulations.
- Provides support to clients on their month end reporting and processing needs.
- Contributes to the year-end FORM 1 preparation and ensures regulatory compliance and audit issues resolved in a timely manner.
Preferred Qualifications
- Strategic thinking and ability to orchestrate use of business analytics for decision making
- Strong business acumen and ability to demonstrate big picture understanding of business, interrelationships, priorities
- Excellent time management skills and strong attention to detail
- Proven strength in coaching/employee development
- Ability to effectively liaise, build relationships/use appropriate influencing strategies with stakeholders at all levels of organization
- Excellent communication skills with ability to translate complicated concepts into business terminology and ability to effectively make presentations to diverse internal audiences.