FICC Trade Surveillance Lead Control Management Officer
| Company | Wells Fargo |
|---|---|
| Location | Chicago, IL, USA, Charlotte, NC, USA, New York, NY, USA |
| Salary | $111100 – $237100 |
| Type | Full-Time |
| Degrees | |
| Experience Level | Senior |
Requirements
- 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Responsibilities
- Work closely with Risk Owners, Risk Stewards, CIB Surveillance Technology and Surveillance Product Management to enhance and build effective surveillance controls
- Provide subject matter expertise with comprehensive knowledge of business and functional area
- Review daily alerts related to FICC Trade Surveillance
- Manage key relationships with Business Heads, Desk Heads, Compliance, COO and CIB Control for Rates
- Represent Trade Surveillance on various governance forums
- Actively participate in risk assessments and parameters setting activities
- Mentor an offshore team supporting the first pass review of trade surveillance alerts
Preferred Qualifications
- Experience operating rule-based and risk-based Surveillance tools
- Experience with Trading
- Strong fixed income, currencies, and commodities product expertise
- Excellent communication skills (verbal, written and interpersonal); ability to concisely articulate complex concepts in a clear manner
- Strong analytical skills with high attention to detail and accuracy
- Professionalism, adaptability and strong collaboration skills
- Ability to translate technical language into plain business language, and to translate business requirements into technology initiatives
- Demonstrated capability to confidently raise issues, escalate early, and engage in constructive credible challenge independently