Director – Asset Management Compliance
| Company | Fidelity Investments |
|---|---|
| Location | Boston, MA, USA, Smithfield, RI, USA, Merrimack, NH, USA, New York, NY, USA |
| Salary | $100000 – $169000 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Expert or higher |
Requirements
- Bachelor’s degree and 10+ years’ experience in the financial services industry
- Strong asset management experience, including reporting to, and communicating with, regulators
- Broad familiarity with Fidelity’s Asset Management business and fund service providers across the firm
- Experience supporting Investment Managers with diverse product offerings, including derivatives usage and alternative investment strategies
- Ability to make improvements in process through technology solutions
- Willing collaborator that can work independently and in a team environment
Responsibilities
- Lead CFTC/NFA Compliance function strategically across compliance policies and procedures, oversight, regulatory filings, regulator inquiries and rule proposals
- Ensure communication for CFTC/NFA compliance activities are provided to relevant stakeholders
- Delivery timely and accurate reporting to regulators on behalf of Fidelity Diversifying Solutions (FDS) and Strategic Advisers (SAI)
- Partner with team members to ensure consistent delivery of regulatory filings for all Asset Management Investment Advisers
Preferred Qualifications
-
No preferred qualifications provided.