Compliance – Sr. Analyst/Associate – Asset Management Compliance
| Company | Goldman Sachs |
|---|---|
| Location | Dallas, TX, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s, MBA, JD |
| Experience Level | Mid Level, Senior |
Requirements
- Bachelor’s Degree, JD or MBA
- 2-4 years of Compliance, Legal, Regulatory or Financial Services industry experience
- Excellent communications skills (oral and written)
- Judgment
- Organizational skills
- Project management skills
- Ability to handle multiple tasks simultaneously
- Ability to work in a fast paced environment
Responsibilities
- Provide Compliance oversight and support for AMD personnel and provide advice on how to conduct AMD’s business in a manner that complies with the vast array of applicable rules, regulations and regulatory expectations
- Develop, draft and maintain compliance policies and procedures outlining firm requirements, regulations and best practices
- Create and deliver compliance trainings
- Review and advise on product marketing materials used to pitch AMD’s products and services
- Perform testing, including the review of surveillances and conducting forensic reviews to assess compliance risks and identify potential breaches
- Assist with regulatory examinations, audits and inquiries
- Analyze new or amended laws, rules and regulations in order to formulate practical solutions to industry-wide issues
- Coordinate with the business and other internal stakeholders to assist with new business initiatives and regulatory requirements
Preferred Qualifications
-
No preferred qualifications provided.