Compliance Specialist

Bachelor’s degree preferred
3+ years’ experience in regulatory compliance for a financial services company, FinTech company, or government agency
Demonstrated knowledge of federal financial statutes and regulations (e.g. TILA and Reg. Z, ECOA and Reg. B, UDAAP, Dodd-Frank, SCRA, MLA, FCRA, BSA, FDCPA, etc.)
Solid interpersonal skills and ability to effectively communicate findings, identified issues and remediation plans
Ability to work independently and identify and focus on critical issues
Ability to operate in a fast-paced environment with flexibility to prioritize, balance, and respond to competing needs within the organization
Must be highly organized, detail-oriented, and service-oriented
Basic SQL understanding a strong plus

Utilize extensive knowledge of consumer lending compliance laws to support the management and execution of the compliance program and ensure ongoing compliance with applicable laws, regulations, and best practices.
Handle both proactive and reactive needs arising from identified issues, changing regulatory environments and potential emerging risks.
Support the compliance testing and monitoring function and work with business lines to prepare remediation plans of identified issues.
Support the marketing compliance reviews for the personal loan, credit card and home equity suite of products.
Support the compliance third party oversight program.
Assist with the review of training materials to ensure compliance with consumer finance laws.
Support partner relationships, including working directly with Prosper’s bank partners to facilitate review and approval of company policies.
Assist in internal and external audit responses, investigations, and validations.