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Compliance – Global Investment Research – Analyst
| Company | Goldman Sachs |
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| Location | New York, NY, USA |
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| Salary | $75000 – $100000 |
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| Type | Full-Time |
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| Degrees | Bachelor’s |
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| Experience Level | Junior, Mid Level |
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Requirements
- Bachelor’s degree or higher
- Strong oral and written communication skills; ability to communicate confidently and effectively with a diverse audience
- Inquisitive, quick learner who can adapt well to a fluid regulatory and business environment
- Ability to handle multiple tasks simultaneously, and to work effectively in a team
- Organized, detail-oriented, enthusiastic and professional
- Strong project management skills
Responsibilities
- Provide advice to the business on regulatory and reputational related matters, and act as a resource on a daily basis for compliance and policy issues
- Ensure that the division has appropriate policies and procedures in place. Assess, design and drive completion of necessary updates and new policies. Work closely with Legal and the business to fulfill requirements
- Assist with regulatory examinations, audits and inquiries and analyze regulatory developments in order to formulate practical solutions to industry-wide issues
- Design, execute and deliver live and online training on divisional policies and procedures
- Create controls, develop surveillance and monitor testing of policies and procedures
- Coordinate with the business, Legal, Technology and other divisions across the firm on new initiatives
Preferred Qualifications
No preferred qualifications provided.
