Compliance and Operational Risk Testing Analyst Senior
| Company | USAA |
|---|---|
| Location | Tampa, FL, USA, Colorado Springs, CO, USA, Plano, TX, USA, Chesapeake, VA, USA, Charlotte, NC, USA, San Antonio, TX, USA, Phoenix, AZ, USA |
| Salary | $103450 – $197730 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior |
Requirements
- Bachelor’s degree: 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree.
- Minimum 6 years’ relevant work experience (internal/external audit, operational risk/compliance testing, quality assurance)
- Demonstrated experience interpreting and applying federal and state laws and regulations and guidance or operational risk principles/concepts.
- Advanced knowledge of testing techniques and data analysis principles, as well as the ability to interpret subsequent results.
- Demonstrated ability to communicate effectively at all levels of management.
- Proficiency in Excel, Word, and PowerPoint
Responsibilities
- Develop the steps needed to test and/or analyze compliance with complex policies/procedures and laws/regulations.
- Conduct appropriate, independent testing to ensure operational risks and compliance requirements are adhered to. Prepare detailed and objective work papers to support conclusions.
- Review issues and findings to provide effective challenge and quality of supporting documentation.
- Perform complex qualitative analysis of data
- Identify potential control weaknesses and makes recommendations to remediate issues.
- Lead all aspects of a compliance and operational risk test from end to end.
- Serve as a resource to team members on raised issues.
- Build, develop, and maintain relationships with business and internal control partners (Audit, Risk & Compliance, Legal) to facilitate collaboration between all lines of defense for testing.
Preferred Qualifications
- Minimum 4 years’ experience within a large financial institution conducting control testing within Compliance, Risk, Internal Audit, or a Regulatory Agency.
- Experience leading assessments or audits at Big 4 professional services firms and/or Internal Audit at large, complex organizations.
- Clear understanding of reviewing and applying regulations and compliance standards.
- One or more of the following certifications: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Information Systems Security Professional (CISSP), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Fraud Examiner (CFE), Certified Information Privacy Professional (CIPP), Certified Business Continuity Professional (CBCP), or Certified Regulatory Compliance Manager (CRCM) designation(s).