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Compliance Analyst – Auditor
| Company | FICO |
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| Location | California, USA |
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| Salary | $70000 – $110000 |
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| Type | Full-Time |
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| Degrees | Bachelor’s |
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| Experience Level | Mid Level |
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Requirements
- Bachelor’s degree in business, Finance or related field preferred.
- Experience in a compliance role; preferably in a highly regulated industry.
- Good judgment, organizational and analytical skills and keen attention to detail, coupled with excellent verbal and written communication abilities.
- Strong computer skills, specifically with Microsoft Office products including Excel Pivot Tables.
- Willingness and ability to research and develop technology solutions to enhance operational efficiencies.
- Willingness and ability to learn FICO® Scores business, including basics of the product line; regulatory environment; product management practices and philosophy; basics of analytic and software development and deployment; end-user applications of products and services.
Responsibilities
- Manage and maintain the compliance monitoring programs and periodic testing procedures, including planning, reviewing, evaluating risks, identifying improvements to existing controls or designing useful new controls (including cost/benefit analysis), and maintaining applicable documentation for the compliance program.
- Independently manage and perform compliance reviews and audits of FICO’s internal business processes and perform compliance reviews of FICO’s third-party vendors while adhering to an established cadence.
- Manage third party reviews of FICO, including regulatory compliance reviews.
- Develop strong, productive working relationships with internal customers. As a trusted advisor to various business units, maintain a strong grasp of the evolving FICO business model, processes, systems, and associated controls; propose and influence positive change in these areas.
- Monitor and escalate as warranted all open compliance findings until satisfactorily resolved. Prepare reports for senior management on the results and performance of the Compliance Program. Make recommendations to improve processes, lessen risks to the business, and improve future audit results.
- Liaise with FICO’s Corporate Legal Department on developments in State and Federal laws, regulations and policies that could impact the business, including industry best practices related to consumer protection and data security and privacy.
Preferred Qualifications
- Work experience in the consumer lending industry helpful but not required.
