Compliance Analyst

1 to 2 years mutual fund operations or financial services experience
Bachelor’s degree (or equivalent) with 2+ years of related experience or experience in a legal or compliance department generally
Strong knowledge and understanding of the financial services industry and products and services provided
Comfortable implementing processes, controls, and/or compliance activities for new/changing business models, services/products, and/or technologies
Exceptional verbal and written communication skills
Strong problem-solving or analytical/critical thinking skills
Attention to detail and ability to multi-task/reprioritize
Ability to follow documented procedures and apply sound professional judgment

Perform the legal and compliance work related to the new account opening process for Bernstein Private Wealth Management clients including reviewing and analyzing all new private client discretionary and alternative investment accounts
Utilize your critical thinking skills as you read and analyze complex client documents, including trusts and pension plans, and respond back to questions about these documents accordingly
Protect the firm’s reputational risk by ensuring compliance with all regulatory and firm requirements, including conducting AML due diligence for non-US clients
Uphold the firm’s fiduciary responsibility by verifying product and client suitability and providing guidance to financial advisors and associates
Reinforce the firm’s reputation for exceptional client service by preparing customized offering materials
Employ your written communication skills by drafting client communications
Contribute to the talent development of the firm by coordinating with business liaisons to create training courses and FAQs for our salesforce
Showcase your relentless ingenuity by updating and implementing new processes both in legal and sales
Contribute towards the team orientation of the department by being willing to assist with other projects and tasks, as needed