Complex Operations Manager

Minimum of 5 years of financial services industry experience and a working knowledge of fixed income products, equities, mutual funds, insurance, annuities, the stock market, investments and retirement plans
Series 7, 66 (or 63/65 licenses)
Attention to detail along with strong math, organizational and problem solving skills
Excellent interpersonal verbal and written communication skills
Ability to work effectively in fast-paced, deadline-driven environment, and manage multiple demands and competing priorities

Oversee the delivery and receipt of all client funds and securities.
Review and approve cost basis changes and communicate margin-related issues to Financial Advisors and Client Associates and then communicate resolution to the margin department.
Provide daily and monthly reports to the Complex Administrative Manager for review in a timely manner.
Partner with the Complex Administrative Manager to onboard and train new and existing associates.
Maintain strong and cooperative relationships between the operations associates and the offices in the complex by quickly and efficiently resolving issues as they arise and escalating problems to the Complex Administrative Manager.
Coordinate the maintenance of all operations-related systems and equipment for IT related projects, activities, changes and issues.
Secure the complex cashiering office at all times.