Complex Manager
| Company | Raymond James Financial |
|---|---|
| Location | St. Petersburg, FL, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Mid Level, Senior |
Requirements
- Bachelor’s degree (B.A.) from four-year college or university
- Minimum of three (3) years experience in a financial services firm
- SIE required provided that an exemption or grandfathering cannot be applied
- Series 7 and 9 & 10 (or 8) required
- Series 63 & 65, or 66 as required by state
- Life, Health, and Variable Annuity Insurance Licenses
- NFA Commodities License required if any commodities trading is done in the branches
Responsibilities
- Assists Resident Manager at each branch with attracting, selecting, orienting, training, and retaining Financial Advisors (FAs) and support staff
- Supervises daily trading and other office activities
- Resolves client complaints
- Performs reviews of client accounts
- Develops and implements plans to meet office sales goals
- Facilitates sales promotion activities such as seminars and luncheons/dinners
- Develops and monitors office revenue and expense budgets
- Informs FAs about new products and RJA managed underwritings
- Continually evaluates complex structure and strategic plan to promote overall efficiency and profitability
- Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures
- Participates in community affairs as a representative of the firm
- Performs other duties and responsibilities as assigned
Preferred Qualifications
-
No preferred qualifications provided.