Commercial Bank Risk & Controls – Governance & Reporting
| Company | TD Bank |
|---|---|
| Location | Mt Laurel Township, NJ, USA |
| Salary | $86840 – $139360 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior, Expert or higher |
Requirements
- Undergraduate degree or relevant industry or risk and compliance management experience and/or accreditation
- 7+ years of related experience
- Relevant industry or risk and compliance management experience and/or accreditation
- Understanding of the key internal business partners and their respective roles within the organization
- Good understanding of the risk management landscape and disciplines at TD
- Process/control design and analysis skills are a definite asset
- Ability to educate others on risk related issues
- Strong analytical and problem solving skills, has an eye for detail and the ability to meet tight deadlines, manage priorities and multi-task
- Strong written, verbal, and presentation skills to allow for effective communication with senior management and other business partners
- Strong relationship management skills to work collaboratively with other departments and at all levels
- Adaptable to changing priorities and ad hoc requests
- Ability to work within predetermined engagement process and adhere to current practices
Responsibilities
- Actively engages partners including Legal, Compliance, Privacy, Operational Risk, Regulatory Risk, Fraud, TRMIS to understand risk policies and collaborate, identify solutions for the ATM Channel
- Acts as Risk SME on new ATM Channel initiatives to ensure the application of a risk lens in conjunction with internal stakeholders to mitigate, avoid or transfer exposure to an acceptable extent (Tier 1, 2, 3 Projects)
- Acts as an expert in Operational Risk Event data and reporting and provides insight in identifying trends and risks for the business
- Supports the annual Risk & Control Self-Assessment process, including preparatory work for all sessions
- Responsible for oversight of process mapping and risk assessments under the new Process Risk & Control Self-Assessment (pRCSA) enterprise wide initiative
- Assists business with the development and review of Key Risk Indicators (KRIs) and manages the aggregation and assessment of KRIs
- Coordinates Business Continuity Planning; with Plan Builder accountability for both US and Canada BCM Plans
- Performs ad hoc analysis and investigations as required
- Maintains a thorough knowledge of the ATM Channel and its emerging compliance issues, ensuring proactive management and adequate support
- Encourages and fosters positive working relationships with internal business partners
- Works with key internal stakeholders (Compliance, Privacy, Regulatory and Operational Risk, etc.) to ensure compliance on pending legislation and awareness of issues as a result of the change in order to determine channel impact to close gaps
- Escalates ATM Channel regulatory concerns to partners
Preferred Qualifications
- Process/control design and analysis skills are a definite asset