Business Line Regulatory Review Manager – Institutional Client Group
| Company | U.S. Bank |
|---|---|
| Location | Los Angeles, CA, USA, Charlotte, NC, USA, New York, NY, USA, Minneapolis, MN, USA, Denver, CO, USA, Cincinnati, OH, USA |
| Salary | $126820 – $149200 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Expert or higher |
Requirements
- 10+ years of related experience
- 2+ years of managerial experience
- Bachelor’s degree or equivalent experience
Responsibilities
- Responsible for maintaining a high degree of knowledge of appropriate laws and regulations for an assigned product specialty or geographic area.
- Analyzes and interprets Federal, State and other regulatory authorities’ rules and regulations.
- Reviews and analyzes internal and external regulatory reports and coordinates with responsible parties to ensure compliance with applicable regulations.
- Conducts compliance reviews, manages compliance exceptions and investigates and responds to customer complaints.
- Is actively involved in the development, implementation and distribution of all regulatory or compliance-based policies and procedures.
- Provides current regulatory information to management and applicable business units and maintains records to meet compliance requirements.
- Assists in the development of compliance programs and conducts training and monitoring.
Preferred Qualifications
- Extensive knowledge of federal, state and local laws and regulations
- Comprehensive knowledge of the products, policies, operations and procedures related to the business unit
- Strong organization, analytical and project management skills
- Strong planning, implementation and negotiation skills
- Effective interpersonal, verbal and communication skills
- Strong leadership and management skills
- Proficient computer skills, especially Microsoft Office applications