Audit Manager – Vice President – Financial Crimes/Governance & Oversight/Consumer Lending
| Company | Wells Fargo |
|---|---|
| Location | West Des Moines, IA, USA, Charlotte, NC, USA, Minneapolis, MN, USA |
| Salary | $111100 – $197500 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior |
Requirements
- 5+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Responsibilities
- Lead execution of the integrated audit process
- Participate in audits in accordance with Wells Fargo Audit Services policy
- Demonstrate depth and breadth of knowledge and understanding across multiple businesses or develop knowledge in a critical subject matter area
- Demonstrate comprehensive knowledge and understanding of the financial, operational, technical, and regulatory environment across multiple businesses or develop excellent subject matter knowledge in critical areas of the business
- Write opinions reflecting relevant facts that lead to logical conclusions
- Escalate significant risks and loss exposures to appropriate levels of management
- Ensure documentation and reporting are ready for review by managers and more experienced managers
- Demonstrate credible challenge
- Evaluate and provide appropriate solutions for complex problems
- Lead multiple concurrent projects that are generally moderate to large in size and moderate to high in complexity
- Identify and assess key risks and controls and develop effective test plans for engagements as assigned with limited guidance
- Present audit results in an objective and unbiased manner
- Exhibit appropriate judgment regarding issue notification, issue draft findings to client management, and draft final audit reports
- Develop and maintain excellent business relationships within Internal Audit and with teams companywide
Preferred Qualifications
- Experience at a financial institution or accounting firm
- A BS/BA degree or higher
- Solid knowledge and understanding of audit or risk methodologies and supporting tools
- Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation
- Experience leading and providing feedback to staff on audit/risk projects or engagement
- Excellent verbal, written, and interpersonal communication skills
- Experience in Bank Secrecy Act and Anti-Money Laundering (BSA/AML), Sanctions regulations and/or financial crimes risk.
- Experience with financial crimes risk related to consumer lending products
- Experience testing risks and controls related to financial crimes governance & oversight functions