Audit Manager – Executive Director – Financial Crimes Wealth & Investment Management/Broker Dealer
| Company | Wells Fargo |
|---|---|
| Location | West Des Moines, IA, USA, Charlotte, NC, USA, New York, NY, USA, Minneapolis, MN, USA, Addison, TX, USA |
| Salary | $144400 – $300000 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior, Expert or higher |
Requirements
- 7+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Responsibilities
- Manage a team of audit staff to resolve highly complex and unique challenges requiring in depth evaluation across multiple areas or the enterprise, delivering solutions that are long term
- Manage defined audits within one or more segments of the Audit Plan
- Ensure audit engagements are risk based, and executed according to Wells Fargo Audit Services policies and guidance
- Assist in planning and organizing work in an annual cycle and project cycle
- Supervise and oversee assigned audits
- Provide timely feedback, coaching and monitoring of audit work and staff
- Develop and maintain solid business relationships within Wells Fargo Audit Services and with teams across Wells Fargo, and other stakeholders
Preferred Qualifications
- A BS/BA degree or higher
- Experience at a financial institution or accounting firm
- Solid knowledge and understanding of audit methodologies and supporting tools
- Strong understanding of financial regulatory environment
- Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation
- Excellent verbal, written, and interpersonal communication skills.
- Strong organizational, multitasking, and prioritizing skills.
- Experience leading and providing feedback to staff on audit/risk projects or engagement
- Experience with Issue Validation and Remediation
- Experience in Bank Secrecy Act and Anti-Money Laundering (BSA/AML), International, Sanctions regulations and financial crimes risk.
- Experience with assessing risk and controls related to Travel Rule and/or Broker Dealer compliance.