Associate Wealth Management Advisor
| Company | U.S. Bank |
|---|---|
| Location | San Pedro, Los Angeles, CA, USA |
| Salary | $65000 – $78000 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Junior, Mid Level |
Requirements
- Bachelor’s degree, or equivalent work experience
- At least two years of industry related experience in a financial sales or wealth position
- Will need FINRA Series 7, 65 or 66 and state insurance licenses.
Responsibilities
- Consult with existing and prospective customers to determine financial goals, objectives, and current financial position
- Conduct due diligence with lower segmented clients/prospect’s financial situation in order to recommend financial products
- Develop an expertise and knowledge of the securities industry and markets to analyze and interpret customer/prospect’s investment objectives
- Provide customized and individualized investment advice suited to those objectives while complying with all pertinent laws, regulations and corporate policies
- Engage in business development and promotional activities.
Preferred Qualifications
- Basic knowledge of the securities industry and markets
- Well-developed analytical and decision-making skills to provide customized investment and financial planning advice
- Effective interpersonal, verbal and written communication skills
- Proficient with various computer software programs including Microsoft Office, and have the ability to use recommended desktop planning tools and processes