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Associate Manager – Investigations Diligence and Compliance – Specialist
| Company | Kroll |
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| Location | New York, NY, USA |
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| Salary | $70000 – $150000 |
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| Type | Full-Time |
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| Degrees | |
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| Experience Level | Mid Level, Senior |
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Requirements
- 3+ years of experience within the Financial Crime/ AML Compliance Industry
- Demonstrated experience with Transaction Monitoring, Watch List Filtering alert mitigation
- Demonstrated experience and knowledge of banking and compliance systems
- Demonstrated experience working in a results-driven environment within a team environment
- Strong organizational, interpersonal, and presentation skills
- Effective communication, and customer service skills
- Strong analytical, attention to detail, organizational, and core project management skills
Responsibilities
- Conduct and lead components of review of client/transaction activity alerts generated by the automated transaction monitoring system
- Escalate or review escalations of potentially suspicious activity
- Review and investigate transaction patterns utilizing the transaction monitoring tool, internal Customer Due Diligence tool and third-party sources
- Document investigation steps performed, recommend cases for SAR/No SAR decisions, and document the rationale for the ultimate decision reached
- Conduct and lead components of reviews of Know Your Customer files for periodic updates
- Conduct reviews of policy and procedure documentation supporting a robust BSA/ AML Program
Preferred Qualifications
- Prior professional services/consulting firm experience
