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Associate II – Compliance – Audit Services
| Company | FNBO |
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| Location | Omaha, NE, USA |
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| Salary | $62047 – $102377 |
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| Type | Full-Time |
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| Degrees | Bachelor’s |
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| Experience Level | Mid Level |
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Requirements
- Bachelor’s degree in Business or related degree.
- 2+ years of compliance audit or compliance management experience with a bank or financial institution (2LOD/Compliance related role). (Securities Trading, Wealth Management, or Non-Consumer Banking related compliance would not be considered applicable experience for this position).
Responsibilities
- Maintain a comprehensive knowledge of banking laws and regulations and best practices in the industry.
- Effectively provide audit consulting services to FNBO/FNNI.
- Research and resolve escalated issues from team members and/or internal business partners.
- Work with stakeholders on audit related and risk management initiatives to ensure the organization is taking appropriate actions to meet the goals and strategic plans of the organization.
- Execute audits at the direction of the Senior Auditor or Supervisor.
- Analyze business functions and compliance risk of assigned internal business partners and assist in setting the audit scope and developing the related Audit Program Guides/test steps.
- Execute control and/or compliance testing and related audit program.
- Report audit results to management.
- Identify and produce issue summaries that clearly state the business objectives; understand root cause and provide possible resolutions.
- Aid Director, Supervisor, or Senior Auditor in updating audit universe assessments.
- Understand and comply with bank policy, laws, regulations, and the bank’s BSA/AML Program, as applicable to your job duties.
Preferred Qualifications
- Professional Certification: Certified Internal Auditor (CIA) and/or bank compliance expertise related certification: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS)
- Working knowledge of data analytics
