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Associate General Counsel – Broker-Dealer & Securities
| Company | Crowdstreet |
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| Location | New York, NY, USA |
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| Salary | $200000 – $300000 |
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| Type | Full-Time |
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| Degrees | JD |
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| Experience Level | Senior |
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Requirements
- Juris Doctor degree from an accredited law program
- Admission to practice in New York
- 5+ years of investment funds and/or broker-dealer regulatory experience with at least 4 years of rigorous law firm experience
- Deep understanding of offering and governance documents (PPMs, subscription agreements, governing documents) for complex structures
- Experience with registered investment funds and/or private investment funds, understanding of the fundamentals of the Investment Company Act and its exemptions
- Exceptional communication skills that foster clear understanding of complex subjects
- Collaboration and negotiation skills that build trust and strong relationships
Responsibilities
- Play a key role in delivering quality investment opportunities to Crowd Street investors
- Negotiate brokerage and services agreements for the distribution of private equity, venture capital and other private investment funds to high net worth investors, with a particular focus on non-traded 40 Act funds
- Ensure securities offerings conform to Crowd Street standards and regulatory requirements, including compliance with the securities rules and regulations and FINRA rules, particularly the application of Reg D and Rule 2210 with respect to accredited investors (non-institutional)
- Negotiate partnership and operating agreements and private offering documents, including private placement memorandums, operating agreements, and subscription agreements, working closely with our investments, investment performance, and marketplace operations teams
- Draft fund formation documents, including private placement memorandums, operating agreements, and subscription agreements for proprietary investment vehicles
- Support investor relations and marketing in drafting external communications
- Manage complex matters independently, prioritizing multiple open matters and fast-paced processes
- Serve on cross-functional teams to support innovation and corporate initiatives
- Use excellent communication skills, knowledge, and judgment to regularly assess, advise, and recommend solutions to complex challenges
Preferred Qualifications
No preferred qualifications provided.
