Associate Financial Advisor
| Company | Ameriprise Financial |
|---|---|
| Location | Waterloo, IA, USA |
| Salary | $60000 – $60000 |
| Type | Full-Time |
| Degrees | |
| Experience Level | Entry Level/New Grad, Junior |
Requirements
- SIE license
- Series 7 license
- Series 66 license
- Insurance license with life and variable contract lines of authority
- Ability to obtain missing licenses and/or registrations within 90 days
Responsibilities
- Assist clients with transactions and execute trades
- Prepare client forms for signature
- Respond to client inquiries
- Connect with clients and professional contacts in-person and via phone, text, mail, fax and email
- Work with client-facing advisors to manage portfolios for practice and monitor accounts at the practice level
- Assess each client’s risk tolerance, goals, and time frame to recommend suitable products
- Run hypothetical illustrations and develop tailored product deliverables
- Collaborate with client-facing advisors to serve clients on a proactive basis
- Manage client data using CRM software
- Maintain files and records in accordance with records retention policy
- Adhere to rules and regulations as stated and required by advisor and Ameriprise Financial
Preferred Qualifications
- Organized and detail-oriented
- Efficient and focused
- Action-oriented
- Strong verbal and written communication skills
- Ability to multi-task
- Customer service mindset – pleasant, helpful, welcoming, empathetic
- Positive, cheerful, warm attitude
- Polite and clear phone manner
- Creative, proactive problem solver
- Hard working, able to work independently
- Ability to follow established and develop thorough processes
- Sincere willingness to constantly learn and grow