Associate – Compliance – KYC Onboarding
| Company | Gemini |
|---|---|
| Location | Seattle, WA, USA, Miami, FL, USA, New York, NY, USA |
| Salary | $82500 – $137500 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Junior, Mid Level |
Requirements
- BA/BS degree or international equivalent.
- 2-5 years of experience in the financial services industry with a focus on AML/CTF compliance.
- Strong understanding of KYC requirements and best practices.
- Previous experience performing customer onboarding, including assessment of customer risk.
- Excellent written and verbal communication skills with a strong attention to detail.
- Track record of success and results, ideally in a high-growth or entrepreneurial environment.
- Flexible mindset and a willingness to roll up your sleeves and assist in various compliance functions as needed.
Responsibilities
- Perform institutional and retail customer on-boarding using CDD and EDD research efforts and strategies as well as utilizing sound judgment and strong decision-making.
- Draft and send RFIs directly to customers as needed.
- Review issues escalated by external compliance personnel.
- Identify potential red flags at onboarding and escalate as appropriate.
- Work cross-functionally and globally with teams across the enterprise to address compliance related issues.
- Facilitate customer requested account modifications.
- Perform ad-hoc special projects as required.
Preferred Qualifications
- Advanced degree/certifications, e.g., JD, CAMS, CFE.
- Working knowledge of digital asset trading and blockchain technology, including previous experience working with blockchain analytics tools.
- Familiarity with building out Confluence pages.
- Spanish and/or Portuguese language ability.
- Comfort with an ever-changing regulatory landscape and fast-paced business environment.
- Experience working with business and project management tools such as Looker and JIRA.