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Associate – Client Operations Regulatory Data Services
| Company | Morgan Stanley |
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| Location | New York, NY, USA |
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| Salary | $60000 – $90000 |
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| Type | Full-Time |
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| Degrees | |
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| Experience Level | Mid Level, Senior |
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Requirements
- Solid knowledge of KYC and AML Compliance policies and how they are applied in a U.S. banking environment.
- Strong understanding of the Client Onboarding Process and documentation/information specific to KYC/AML and the various types of entities.
- Knowledge and understanding of the various financial products offered across business lines.
- Good communication skills.
- Take responsibility for assigned work tasks. Adhere to the assigned timeframe.
- Be available to answer questions and queries from local and remote team members and users in a timely fashion.
- Behave in an honest and ethical manner in accordance with the Code of Conduct and the Employee Handbook.
- Understand and adhere to the organization’s values.
- Be a team player.
- Be accurate and pay attention to details.
- Escalate issues and risks to the supervisor in a timely fashion.
- Be able to ensure upward effectively and actively, downward peer communication of information and issues and risks.
- Be able to deal easily with multiple issues and tasks under pressure.
- Acquire necessary business knowledge to complete the task.
- Have proficient Excel and PowerPoint skills.
- Requires 2-5 years prior experience.
Responsibilities
- Obtain and verify client data attributes using authorized validation sources.
- Ensure client data is up-to-date and correct per policy guidelines.
- Input and maintenance of regulatory identifiers.
- Perform process analysis and provide inputs for change initiatives.
- Involvement in the identification and management of process improvement projects.
- Data analysis and report creation in relation to process volumes, risk and quality.
- Collect and check client documentation for CIP process and ongoing client documentation refresh.
- Follow up on issues with functional stakeholders.
- Liaise with the various Business Units to obtain the necessary Anti-Money Laundering and documents and explain the requirements where necessary.
- Carry out tasks related to the job in accordance with the instructions of the supervisor.
Preferred Qualifications
No preferred qualifications provided.
