AML/Financial Crime Risk Investigative Analyst – FIU Detection

AML/Financial Crime Risk Investigative Analyst – FIU Detection

Requirements

• Undergraduate degree or equivalent work experience
• 1+ year experience

Responsibilities

• Respond to reports of financial crime activities from within TDBG sources and/or external parties and ensure appropriate areas (internally and/or externally) are made aware of situations requiring further attention.
• Review all incoming incidents and filter investigations for financial crime or non-criminal nature and forward on to the appropriate area.
• Assess and contain immediate risk (monetary and brand image) based on incoming information
• Support risk containment process by making policy/ procedural recommendations where applicable
• Acquire and apply strong knowledge of bank procedures, products, and systems to assist investigators in analyzing situations, gathering information, and required documentation and case preparation. Run and review information against guidelines to ensure accuracy and flag potential deviations and unusual activity
• Ensure reporting is filed in accordance with regulatory requirements
• Assist with the preparation and presentation of AML, Sanctions/ABAC & Financial Crime training material
• Prioritize and manage own workload to meet service level requirements for service and productivity
• Contribute to work streams in small to medium sized projects / initiatives, following project protocols
• Prepare data/information for reporting at the functional or enterprise level
• Consistently exercise discretion in managing correspondence, information, and all matters of confidentiality; escalate issues where appropriate
• Be knowledgeable of practices and procedures within own area of responsibility and keep abreast of emerging trends for own functional area
• Protect the interests of the organization – identify and manage risks, and escalate non-standard, high-risk transactions / activities as necessary
• Maintain appropriate project records, databases, and information; report to management and others on project status and updates
• Monitor service, productivity and assess efficiency levels within own function
• Acquire and apply expertise in the discipline, provide guidance, assistance, and direction to Support Officers and others
• Adhere to internal policies/procedures and applicable regulatory guidelines
• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite
• Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest
• Support the team by continuously enhancing knowledge / expertise in own area and participate in knowledge transfer within the team and business unit
• Keep current on emerging trends/ developments and grow knowledge of the business, related tools and techniques
• Participate in personal performance management and development activities, including cross training within own team
• Keep others informed and up to date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities
• Contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training, coaching and/or guidance as appropriate
• Contribute to a fair, positive and equitable environment that supports a diverse workforce
• Act as a brand champion for your business area/function and the bank, both internally and/or externally
• Accountable for basic review of incoming files and initial analysis for case preparation and completion
• Makes judgment call on whether an investigation should take place
• Solid understanding of Bank policy and procedures for own area
• First level professional role with focus on performing support within well-defined parameters as directed
• Time horizon and nature of work is short-term focused daily/ weekly to monthly
• Provides standard reporting and/or analysis as directed
• Requires basic knowledge of the community/environment function
• Understands key business and functional drivers and processes in the context of their own work
• Generally, works within well-defined parameters under the direction of management and/or senior analysts
• Generally, reports to a Team Manager

Preferred Qualifications

No preferred qualifications provided.