Senior Manager AML Investigation – Caribbean Banking
| Company | Royal Bank of Canada |
|---|---|
| Location | Toronto, ON, Canada |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior |
Requirements
- 5-7 years of relevant experience
- Minimum 3 years’ experience in financial and money laundering crime investigation and / or a law enforcement / regulatory background and/or banking background
- University degree in relevant field of study (i.e. business, criminology, law)
- Strong knowledge of relevant regulatory framework in the Caribbean and understanding of predicate offences
- Knowledge of banking systems and processes
- Strong AML knowledge
- Skilled in Open Source research
Responsibilities
- Mentor and Coach team members for on-going professional development to ensure that individuals and collective team knowledge is current and comprehensive to support the investigation process and to ensure that outcomes, including decisions and recommendations are based on a thorough understanding of risk and made in the context of relevant and full knowledge.
- Prioritizes and manages investigations conducted by the team and team members’ performance.
- Reviews Suspicious Transaction/Activity Reports/ Recommendation for submission to FINTRAC or Jurisdictional MLRO in consultation with the Director, AML-FIU and provides quality control for similar submissions by the team.
- Reviews investigation summary reports for submission to the Client File Review Committee providing quality assurance over the team’s output.
- Where required, attend Client File Review committee meetings in liaison with the Director, AML-FIU.
- Provides quality control for the team member’s investigation reports as required by your role in the FIU including the results of PEP / High Risk, EDD, Compliance and CIS referrals.
- On behalf of the Director, AML-FIU, has responsibility of ensuring that team members have the knowledge, right skills sets, competencies, training and resources to best achieve the team goals.
- Personally responsible and accountable for self-development and maintaining up to date knowledge, best practices and skills sets for relevant ML, TF, sanction and other regulatory matters in support of the investigative function.
- In conjunction with the Director, AML-FIU, proactively develop and maintain a network of internal partners and external peers in the industry, law enforcement and other relevant partners to support investigation requirements and to ensure the FIU is aware of current threats, opportunities and best practice in the industry.
Preferred Qualifications
- Certified Anti-Money Laundering Specialist (CAMS) designation (or able to attain within 6 months)