Manager – Major Financial Crimes

Manager – Major Financial Crimes

Requirements

• Previous experience conducting investigations in Financial Crimes, preferably in the FIU
• Proven ability to effectively conduct investigations of an inherently complex form
• Strong investigative, analytical, and critical thinking skills with the ability to support conclusions with sound reasoning
• Excellent written and verbal communication skills combined with the ability to gather and present complex information in a concise and logical manner
• Excellent time management skills combined with the ability to thrive under pressure in a dynamic work environment
• Demonstrated proactive identification of risk typologies and willingness to accept new assignments and projects
• Strong interpersonal skills and eagerness to collaborate with team members and colleagues, coupled with the ability to communicate effectively across all levels
• Strong knowledge of applicable laws and regulations related to AML and ATF, leading to the ability to keenly identify potential regulatory risks to RBC
• Working background/experience with the major business segments of RBC

Responsibilities

• Lead by example to deliver results through the combined efforts of the team and collaborative working with colleagues and external partners
• Be a subject matter expert on specific typologies as well as complex and higher-risk AML investigations, and provide training and guidance to team members and the FIU
• Gather information/intelligence from all available sources in order to determine whether sufficient suspicion of money laundering, financing of terrorism or other criminal activities exists, to justify making a report to the relevant Regulatory Authority for the purpose of complying with legislative/regulatory requirements, and mitigating risk to RBC in line with established organizational policy
• Plan, conduct and complete risk-based investigations into relevant matters referred with approved processes, including but not limited to those originating from: Intelligence received from external sources, Incidents generated from transaction monitoring and media scanning, with referral to Major Financial Crime based on complexity or specific typology (such as terrorist financing or organized crime), Referrals from internal partners and other business Units
• Act as a subject matter expert to provide specialist advice, guidance and direction to team members on money laundering, financing of terrorism and related issues, seeking guidance and assistance when required from the Senior Manager and other colleagues, to support the achievement of organizational objectives and regulatory requirements
• Share knowledge and experience with team members to assist in their comprehensive understanding of investigations conducted by Major Financial Crime
• Maintain accurate, contemporaneous records of all investigative actions and decisions taken, ensuring that all material and information obtained is treated in accordance with legal and regulatory requirements and RBC policy
• Promote, support and adhere to RBC’s policies and guidelines on Code of Conduct, Personal and Professional Development, Equal Opportunities, Health & Safety, Data Protection and Information Security, in accordance with published Policy / Guidance documents and protocols

Preferred Qualifications

• Certified Anti-Money Laundering Specialist (CAMS) designation; Certified Financial Crimes Specialist (CFCS)